In compliance with the USA
PATRIOT Act, Federal law requires all financial institutions
(including mutual funds) to obtain, verify, and record
information that identifies each person who opens an
account. WHAT THIS MEANS FOR YOU: When you open an account,
you will be asked for your name, address, date of birth, and
other information that will allow us to identify you. We may
also ask for additional identifying documents. The
information is required for all owners, co-owners, or anyone
who will be signing or transacting on behalf of a legal
entity that will own the account.
By execution of New Account Applications, the client, (or if
the client is an entity, each beneficial owner of such),
acknowledges that he or she, is not, nor intends to
participate in money laundering, or any activity which
facilitates money laundering, or the funding of any
terrorist or criminal activities. Spectrum Advisory Services
Inc. complies with all applicable laws and regulations
pursuant to Section 352 of the USA Patriot Act and will
cooperate with the appropriate authorities in efforts to
prevent any such misuse of the securities markets.
Your application will be returned if any of the required
information is missing. If we are unable to verify this
information, your account may be closed and you will be
subject to all applicable costs. If you have any questions
regarding this application or how to invest, please call
Shareholder Services at 1-800-788-6086.
You should carefully consider the investment
objectives, potential risks, management fees, and charges and expenses
of the Fund before
investing.
The Fund's
Prospectus
contains this and other information about the Fund, and
should be read carefully before
investing.
You may obtain a current
copy of the Fund's
Prospectus
by calling
1-800-788-6086.
